How New SEC Rule May Turn DeFi Participants Into 'Dealers'

By Michael Fluhr, James Williams and Deborah Meshulam (March 21, 2024, 4:47 PM EDT) -- On Feb. 6, the U.S. Securities and Exchange Commission announced[1] Rule 3a5-4, a new rule[2] to amend the agency's interpretation of the definition of a securities "dealer."...

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